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    Responsible Officer, Secured Token Industry


    We look for a fit & proper Responsible Officer who will advise on the establishment of a Europe based Secured Token Offering (STO) Exchange, and will also participate in the planning, organizing and operating a spin-off Hong Kong based STO Exchange.


    Role.

    · Apply his/her knowledge and experience with Hong Kong SFC regulated activities in Type 1, 4, 7, and 9 business to establish a Europe based STO Exchange

    · At the same time, act as a Responsible Officer for the establishment of a Hong Kong based STO Exchange, particularly in the real estate, asset management and commodity opportunities

    · Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management

    · Formulate, review and update the operational procedures to ensure full regulatory compliance

    · Prepare and finalize proper documentations of all regulated activities

    · Handle compliance cases and complaints

    · Assist in communicating with respective regulatory bodies


    Knowledge.

    · Bachelor’s or master’s degree major in Finance, Investment, Economics, Management or other advanced degree, recognized professional certifications preferred

    · Minimum 10 years relevant experience in financial industry; with 5 years of asset management experience in which at least 3 years are at management level

    · Current holder of SFC Responsible Officer Type 1, 4, 9 license

    · Solid knowledge of the capital markets in Hong Kong, as well as the relevant rules and regulations with strong technical background and good understanding of equity capital markets

    · Excellent communication skills in both English, Cantonese and Mandarin are essential


    Environment.

    · Start-up – team environment, dynamic, longer hours, inclusion, and minimum clerical supports

    · Presentable – professionally presentable to the public for all the external business meetings and occasions

    · Working hours – in addition to the regular office hours (M-F 9-6), able to attend breakfast, lunch and dinner functions not limited to weekdays

    · Travel – some travel in China (fluent Mandarin) and internationally (fluent English) should be expected

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